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Table 1 Protein signal pathway correlates of breast pCR

From: Pathologic complete response after preoperative anti-HER2 therapy correlates with alterations in PTEN, FOXO, phosphorylated Stat5, and autophagy protein signaling

Analyte

Treatment arm (Baseline/Day 14)

Reverse phase protein microarray results

Interpretation

pCR Breast Yes

pCR

p Value <0.05

Breast

No

EGFR Tyr1068

Lapatinib arm Baseline

Mean:

Mean:

p = 0.02c

Phosphorylation of EGFR at Tyrosine 1068 occurs during receptor activation, leading to downstream activation of growth and pro-survival pathway proteins.

-0.66

-0.01

(n = 6)

(n = 11)

FOXO1/03A Ratios

All treatment arms Baseline

   

FOXO is a transcription factor that functions as a tumor suppressor. FOXO triggers cell cycle arrest and apoptosis after it enters the nucleus. Phosphorylation of FOXO (pFOXO) causes export from the nucleus and inactivates its tumor suppressor function. Trastuzumab inhibits HER2+ cells by reactivation of FOXO1A [15]

pPTEN:pFOXO

 

Mean ratio: 2.79

Mean ratio: 0.04

p = 0.01b

(n = 27)

(n = 22)

PI3K:pFOXO

 

Mean ratio: 3.23 (n = 27)

Mean ratio

p = 0.039

-0.2 (n = 22)

pStat5 Tyr694

Trastuzumab arm day 14

Mean:

Mean:

p = 0.017b

Stat5 is a transcription factor. After phosphorylation by JAK2, pStat5 translocates to the nucleus to initiate transcription of e-cadherin, which promotes homotypic adherence between breast cells and basement membrane, i.e., normal behavior. Absent nuclear pStat5 is a negative prognostic factor [16, 17]. Increased pStat indicates transcription functionality in our pCR subjects.

1.14

-0.49

(n = 11)

(n = 9)

Protein linkage correlation analysisa

All treatment arms Baseline

   

Autophagy is a normal cellular process to promote cell survival under stress (hypoxia, nutrient deprivation, loss of adhesion). Autophagy allows the cell to “self eat” to generate ATP from cellular contents and thereby survive in times of stress, starvation, hypoxia, or chemotherapy. Autophagy is regulated by a network of cell signaling proteins, including mTOR, Beclin (upstream markers), Bcl2, LC3B (downstream markers), Atg5. Cells from patients classified as pCR No appear to engage autophagy to survive in the presence of treatment with trastuzumab, lapatinib or the combination [18].

LC3B-Beclin

  

LC3B-Beclin 1 SR = 0.88

p < 0.001

LC3B-MMP14

  

LC3B-MMP14

p < 0.001

SR = 0.83

LC3B-Her2

 

LC3B-HER2

 

p < 0.001

SRa = 0.88

LC3B-Stat5 Tyr694

 

LC3B-pStat5

 

p < 0.001

SR = 0.84

  1. aNonparametric Spearman’s rho (SR) correlation coefficient; bWilcoxon rank sum; cTwo sample t-test.