- Research note
- Open Access
Incidence and predictors of loss to follow up among HIV-infected adults at Pawi General Hospital, northwest Ethiopia: competing risk regression model
© The Author(s) 2018
- Received: 16 October 2017
- Accepted: 7 May 2018
- Published: 10 May 2018
This study was aimed at assessing the incidence of lost-to-follow-up and its predictors among HIV-positive adults after initiation into antiretroviral therapy at Pawi General Hospital, northwest Ethiopia.
The overall cumulative incidence of lost-to-follow-up after ART initiation was high, 11.6 (95% CI 9.8–13.7) per 100 adult-years follow-up time. Independent significant predictors of lost to follow up were being aged 15–28 years (aSHR = 0.44; 95% CI 0.24–0.83), being on WHO clinical stage IV (aSHR = 2.09; 95% CI 1.02–3.13); and receiving isoniazid preventive therapy (aSHR = 0.11; 95% CI 0.06–0.18).
- Lost to follow-up
- Cumulative incidence
- Competing risks regression
- Sub-distribution model
- Associated factors
Globally, 17 million people were accessing antiretroviral therapy (ART), coverage being 46% at the end of 2015 . In Ethiopia, nearly 1.2 million people were living with HIV/AIDS with an incidence of 1.2% . At the end of 2013, the proportion of patients who ever started ART was 60.7%, of whom 18.7% were lost-to-follow-up (LTFU) in Ethiopia .
Although ART significantly reduced mortality and improved life expectancy of HIV-infected patients, the attainment depends on regular patient follow-up . Effective ART can control the virus and prevent transmission. A trial in 2011 showed that adherence to an effective ART reduced the risk of transmitting the virus to their uninfected sexual partner by 96% . LTFU, undesirably blocks the immunological benefits of ART and increases AIDS-related hospitalizations, morbidity, and death in resource limited countries, has emerged as an everyday threat [6, 7]. The incidence of LTFU was estimated to be 10.9 per 100 person-years in South Africa , 10 per 100 in Zambia , and 8.2 per 100 in Aksum-northern Ethiopia .
The significant risk factors of LTFU are sex, youth, occupation, and lack of formal education [11–13] as well clinical characteristics, like CD4-count, WHO stage, functional status and Isoniazid Preventive Therapy (IPT) [9, 12, 14–16].
The analysis of time-to-LTFU can be complicated by competing risks, deaths that alter the probability or completely preclude the occurrence of LTFU. This is distinct from censoring which merely prevents observing the time at which LTFU occurs [17–19]. In standard Kaplan–Meier analyses, those experiencing a competing event will be taken as censored. However, this is invalid because LTFU can no longer occur in those experiencing death, and such analyses will therefore overestimate the probability of the LTFU. Consequently, the method of Fine and Gray, competing-risks regression provides a useful alternative to Cox regression for time to event data in the presence of competing risks [18, 20, 21].
There was limited evidence on the incidence of LTFU and its predictors in the study area. This study aimed to assess the incidence of LTFU and its predictors with death as a competing event among adult HIV positive patients who started ART at Pawi General Hospital, northwest Ethiopia.
An institution-based retrospective study was conducted at Pawi General Hospital. Pawi General Hospital is found in Pawi town of Benshangul Gumuz Regional State, northwest Ethiopia. The hospital has been providing chronic HIV care and support to both pre-ART and ART clients since 2005. Out of the 3210 patients enrolled for the care, 1760 had started ART in the hospital.
All HIV-infected adults who enrolled at Pawi General Hospital ART clinic in January 2012–December 2016 were considered for this study. To check sufficiency of samples, minimum sample size (583) was determined for the incidence and predictors using st power command of software Stata 14. Those who had at-least one follow-up visit were eligible to be included. We excluded those who had unknown initiation date, undefined outcome, and transferred in with incomplete base-line data minimizing important factors.
The data were collected using a standard data extraction sheet, entered using Epi Info version 7, and exported to statistical packages Stata version 14.0 for further analysis. The outcome variable in this study was time to LTFU (in months) with death as a competing event. Accordingly, participants were classified as either LTFU, died, or censored (transferred out or still under follow-up) at the end of the study period. ‘LTFU’ is defined as patients not taking ART refill for a period of 3 months or longer from the last attendance for refill and not yet classified as ‘died’ or ‘transferred-out’ . ‘Transferred out’ are patients who were formally transferred out to another health facility. Besides, those patients who died and confirmed by physicians with the approval of the medical director of the hospital followed by recoded final outcome as death on the follow up chart were taken as died. Furthermore, a patient was taken as working functional status if a patient is able to perform usual work in or out of the house.
Incidence of LTFU was determined from the start of ART until the last follow-up visit or known date of death. We used competing risks regression with proportional sub-distribution hazard model to model cumulative incidence [23, 24]. The model quantifies the instantaneous risk of failure from the LTFU and the overall impact of covariates on the incidence of LTFU , treating death as a competing risk [18, 23].
Variables in the bi-variable proportional sub-distribution hazard model with p value below 0.25 were subsequently included in the multivariable analysis. Schoenfeld residual and Cox Snell residual plot for the overall model fitness tests were used to check the model assumption. Results were taken as statistically significant for p < 0.05. Crude sub-hazard ratio (cSHR) and adjusted sub-hazard ratio (aSHR) with their respective 95% confidence interval (CI) were reported to show the strength of association.
Baseline socio-demographic characteristics of HIV-positive adults on ART at Pawi General Hospital, northwest Ethiopia, Jan 2012–Dec 30, 2016
Frequency (n = 602)
No formal education
Nearly half, 313 (52%) of the patients were eligible for ART by WHO clinical stage and total lymphocyte count, while 289 (48%) were so by CD4 cell count criteria. The median baseline CD4 cell count was 217 (IQR: 119–341) cells/mm3. Regarding nutritional status, 255 (42.4%) of the participants were malnourished according to their body mass index (BMI). More than half, 325 (54.0%), of the participants were initiated into ART at WHO stage-III. Cotrimoxazole Preventive Therapy (CPT) and IPT were given to 418 (69.4%) and 340 (56.8%), respectively.
Baseline clinical characteristics of HIV-positive adults on ART at Pawi General Hospital, northwest Ethiopia, Jan 1, 2012–Dec 30, 2016
Frequency (N = 602)
WHO clinical stage
Nutritional status (BMI)
CD4 cell count (cell/mm3)
The total follow-up time was 1175 adult-years observation with an incidence rate of 11.6 per 100 adult-years (95% CI 9.8–13.7) of LTFU. The subjects were followed for a minimum of three and a maximum of 60 months after initiation into ART with 18 months median follow-up time. The median ‘LTFU’ time of 15 months for male was shorter than 23 months for female patients. Nearly half of the subjects were LTFU within the first 6 months and around 73% before a year. The difference between two estimates of cumulative probability of LTFU (one minus Kaplan–Meier and cumulative incidence in the presence of death as a competing risk) is shown (Additional file 1). The additional file illustrated that the former overestimates the probability of experiencing LTFU at each follow-up time, except in the instance when there are no competing risks at the beginning of the follow up period.
The sub-hazard distribution proportionality assumption by schoenfeld residual global test was 0.4574, showed neither increasing nor decreasing pattern. As well, the Cox Snell residual plot almost overlay the Nelson–Aalen cumulative hazard (Additional file 2) showing the proportional sub-hazards assumption was satisfied.
Multivariable competing risk regression analysis for predictors of LTFU among HIV-positive Adults at Pawi General Hospital, northwest Ethiopia, Jan 1, 2012–Dec 30, 2016
cSHR [95% CI]
aSHR [95% CI]
Lost (N = 136)
Death (N = 25)
Censored (N = 441)
WHO clinical stage
Several studies have shown that LTFU poses challenges to the successful implementation of ART programs in low resource settings . This study aimed to assess the incidence of LTFU and its predictors among HIV positive adults after they were initiated into ART.
The incidence estimated in this study, 11.6 per 100 adult-years was consistent with 12.1–15.3 person-year reported in Latin and Caribbean countries, and 10.9 in South Africa [26, 27]. However, the incidence estimated was higher than those of studies in Zambia , and Aksum (northern-Ethiopia) . The variation might be explained by differences in the study settings, transfer out, health seeking behavior, and late initiation of the community into ART at advanced WHO clinical stages-III and IV. The high rate of transfer out without prior information to their original health institution of initial registration necessary for proper recording may be another reason.
The proportion of LTFU of 22.6% seen in this study was lower than 36.6% reported in Cameroon  and 27.6% in South Africa . It was, however, higher than the 15.5, 17.7, 15.6, 14.5, 19.6, and 21.7% detected in India, Sub-Saharan Africa, Nigeria, Hadiya (Southern-Ethiopia), Ethiopian public hospitals, and in Southern Nations Nationalities and Peoples (SNNP) Region (Ethiopia), respectively [11–13, 28–30]. The LTFU in our study turned out to be higher than those of the preceding reports because of travel costs patients had to cover to reach clinics. That means our study area is relatively under developed and sparsely populated with limited-infrastructure and resources which are directly or indirectly related to health service delivery and access.
The findings of the multivariable sub-distribution hazard regression revealed that, age category (15–28 years), not being on IPT prophylaxis, and WHO clinical stage-IV were independent predictors of LTFU. The finding implied that as age increased the probability of LTFU decreased. Patients aged above 45-years had lower risk of LTFU as compared to those aged 1528 years. This finding was consistent with those of studies conducted in Southern Nigeria, South Africa, Oromia and SNNP Region in Ethiopia [28, 31–34]. This could be due to immaturity in analytical thinking, and particular challenges associated with puberty. Fear of stigma and discrimination, as this younger age group is dependent on others, and independent members of this age group could be more mobile as compared to the older population . This idea is also congruent with the qualitative findings indicating that the younger age groups who fear stigmatization are more prone to being LTFU from ART . The finding is different from that of a study conducted in Nigeria  which showed younger groups were at a lower risk of LTFU.
HIV-positive adults in advanced clinical stage-IV increased the risk of LTFU by two-fold as compared to those in WHO clinical stage-I/II. This evidence was supported by studies conducted in South Africa, Uganda, India and Oromia (Ethiopia) [8, 12, 15, 36]. This is because more LTFU could be due to death and patients at advanced clinical stage are more likely to die because of side effects of ART within the first 6 months of ART initiation . Beside severely ill patients might unable to revisit the service rendered. Another study in Nigeria indicated that half of the participants were in immunosuppressed advanced stages-III and IV .
Moreover, those who received IPT had a lower risk of LTFU as compared to those did not. This result is consistent with studies conducted in southern and northern Ethiopia, and Oromia (Ethiopia) [16, 31, 33]. The IPT prophylaxis recommended by national ART guidelines to prevent the occurrence of Tuberculosis co-infection, one of the causes of morbidity and mortality, might have been directly or indirectly imposed on LTFU.
The incidence of LTFU was higher than in most studies in Ethiopia. HIV positive patients aged 15–28 years, WHO clinical stage-IV, and not being on IPT prophylaxes are at higher risk for LTFU. Those patients need support in terms of reminders, surveillance, and tracing mechanism to reduce LTFU.
Those persons who had no complete base line data were not included. Predictors like viral load, hemoglobin test, and clinical factors were not included as they were not well documented on patient cards. Thus, this finding should be interpreted with this limitation in mind.
All authors equally participated in the design, conception, analysis and interpretation. MAA, KFM, and TAA facilitated the data collection and management, drafted, and critically reviewed the manuscript. All authors read and approved of the final manuscript.
The authors would like to express their deepest gratitude to data collectors. We would like to extend our gratitude to Pawi General Hospital administrators for their cooperation.
The authors declare that they have no competing interests.
Availability of data and materials
The datasets used and/or analyzed during the current study are available from the corresponding author on reasonable request.
Consent for publication
Ethics approval and consent to participate
Ethical clearance was obtained from the Institutional Review Board of the Institute of Public Health, University of Gondar. Written permission was obtained from hospital administrative bodies. Data were anonymized and handled confidentially during all phases of research activities.
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