- Open Access
Association between suspected Zika virus disease during pregnancy and giving birth to a newborn with congenital microcephaly: a matched case–control study
© The Author(s) 2017
- Received: 3 April 2017
- Accepted: 31 August 2017
- Published: 6 September 2017
In early 2015, an outbreak of an acute exanthematous illness with dengue-like symptoms occurred in northeastern Brazil. By the end of the same year, an unexpected increase in the number of cases of microcephaly was observed in the region. The microcephaly outbreak cause was unknown and rumors pointing to various potential causes arose. Since we were unaware at the time if this scenario would attract the interest of the broader scientific community, due to the neglected regions associated and as often happens with many others health conditions related to infectious diseases in Latin America. This coupled with the fact that diagnostic testing for Zika virus was not available, prompted us to design a study that could demonstrate the correlation between the development of an exanthematous illness with Zika-like symptoms during pregnancy and the delivery of a newborn with congenital microcephaly.
Mothers who experienced symptoms associated with the Zika virus during pregnancy had 10 times higher odds of delivering newborns with congenital microcephaly when compared with mothers who did not exhibit Zika-like symptoms. Thus, the acute exanthematous illness outbreak could be associated with the congenital microcephaly outbreak. We could not distinguish which virus caused the acute exanthematous illness in the study subjects (Zika, dengue or chikungunya), but these results could help to reduce the misquided speculation in regards to the cause of the microcephaly and could have expedited public health policies intended for controlling the mosquito vector. In addition to the lower head circumference, microcephalic neonates also had lower thoracic circumference, lower height and lower weight compared to non-microcephalic babies suggesting intrauterine growth restriction. Additionally, we found borderline association between mothers classified as homemakers and, who had past dengue infections with microcephaly. Prior contraction of dengue virus seems to play a role in the risk for the condition reflecting the domestication of the Aedes Aegypti and the enhancement of the Zika virus infection by dengue antibodies, respectively. The limitations of this study are: (a) participants recall bias, (b) absence of laboratory test results for Zika virus and other arboviruses and (c) incomplete test results for other pathogens that could lead to microcephaly.
The study protocol was registered at ClinicalTrial.gov under the identifier NCT02741882. Registered on April 13th, 2016
- Zika virus
- Case–control study
In early 2015, an outbreak of an acute exanthematous illness with dengue-like symptoms occurred in northeastern Brazil [1, 2]. The condition was characterized, mainly, by rash, headache, joint pain, conjunctivitis and other symptoms that included mild fever and fatigue [1, 2]. Further investigation revealed the cocirculation of Zika, dengue and chikungunya viruses in the region and each one can be responsible for causing diseases of this clinical type [1–3].
In late 2015, an unexpected increase in the number of microcephaly notifications was observed in the northeastern Brazil . The cause was unknown and rumors citing many potential causes arose including the Zika virus, along with genetically modified mosquitoes, larvicide in drinking water, rubella vaccine, pertussis vaccine and underreporting of microcephaly cases for years . However, the consensus suspect was the Zika virus, because its mRNA was found in the amniotic fluid samples of two pregnant women whose fetuses were diagnosed with microcephaly .
As with other past outbreaks in Latin American, we did not know if the microcephaly increase would attract the interest of local and international scientific communities. Moreover, at the time, a diagnostic test that could be used to identify past exposure to Zika virus was not available . Thus, we developed a case–control study to investigate the link between having an acute exanthematous illness accompanied with others Zika-like symptoms during gestation, and subsequently giving birth to a newborn with congenital microcephaly. The main limitation of the proposed research model, based on clinical signs and symptoms, is the absence of a diagnostic tests for Zika virus and/or other arboviruses.
Fortunately, the World Health Organization declared the microcephaly outbreak a Public Health Emergency of International concern in 2016 , thereby drawing attention to the association between Zika virus and congenital malformations. This major action has lead to an abundance of research and, today, it is well established that Zika virus infections during pregnancy are responsible for causing the Zika congenital syndrome, which includes microcephaly and other malformations [9–11].
As a result of all this, the impact of this study was minimized slightly due to additional, available significant data that utilized definitive diagnostic testing for Zika. However, we did find an association between the studied exposure (suspected Zika virus disease) and the outcome (congenital microcephaly). These findings provide valuable insights that could be useful in assisting health care providers to estimate the risk of microcephaly by assessing clinical signs and symptoms experienced by the mother during the pregnancy which, until now, remains a major challenge. Identification of Zika virus can be difficult due to the virus’s ability to cross-react with dengue virus and other flaviviruses tests and/or when sufficient diagnostic tests for Zika are not available as is often the case in poor underserved regions.
We carried out a retrospective 1:2 matched case–control study among parturients admitted at the public maternity hospital, “Nossa Senhora de Lourdes”, located in Aracaju, in the state of Sergipe, on the northeast coast of Brazil. The aim of the study was to identify a correlation between the development of an acute exanthematous illness displaying Zika-like symptoms and pregnancies which resulted in the delivery of a new baby born with congenital microcephaly.
From September 1st, 2015 to January 5th, 2016, the maternity hospital reported to Brazil’s ministry of healthy that 64 newborn babies were delivered with probable congenital microcephaly. The mothers of those babies were eligible to be analyzed as cases. Mothers from the same maternity whom delivered newborns without the condition were eligible to be a part of the control group.
Maternal/neonate data was obtained from the medical records. The exclusion criteria were: neonates with head circumference in the normal range for the gestational age according to WHO guidelines , mother with prenatal detection of syphilis, human immunodeficiency virus, toxoplasmosis, cytomegalovirus or rubella (if available), neonate with diagnoses of other genetic syndromes and/or lack of data.
Of the 64 neonates born with probable congenital microcephaly, 21 had head circumferences in the normal range and one was diagnosis with Seckel syndrome. Two mothers had tested positive for syphilis (VDRL) and one for toxoplasmosis (IgM) during pregnancy. Three neonates/mothers had medical records that were substantially incomplete. All of them were excluded. For the included subjects, data for syphilis and human immunodeficiency virus were complete. However, data for toxoplasmosis, cytomegalovirus and rubella were partially complete (Additional file 1: Table S1).
For sample size calculation, we considered that 38% of the individuals exposed to Zika virus (IgM positive)  and a much lower proportion of not exposed individuals (2%, theoretical) will experience symptoms. The calculation was performed using the LEE online tool (http://www.lee.dante.br) considering a matched case–control design, two controls per case, α = 0.05 (two sided) and β = 0.8. According to the sample size calculation, 12 cases and 24 controls were required (12 trios of one case and two controls).
From March 15th, 2016 to June 5th, 2016, two pediatricians applied telephone questionnaires to mothers in order to obtain information about the acute signs and symptoms experienced during pregnancy, along with other relevant information (a blank questionnaire can be found in the Additional file 2). The pediatricians were unaware of whether or not the mothers were part of the study’s case or controls groups. Additionally mothers surveyed were not told of the principal reason for the research, simply to avoid any potential bias. Seventy-eight participants were contacted (20 cases and 58 controls), 73 agreed to participate (19 cases and 54 controls) and 19 completed trios of one case and two controls could be formed.
Next, mothers were classified accordingly to the suspected Zika virus case definition criteria of the Pan American Health Organization . The case definition was symptoms of rash combined with two or more of the following signs and symptoms: fever, conjunctivitis (non-purulent/hyperemic), arthralgia, myalgia and periarticular edema.
Studied variables and exposures for cases and controls
Marital status— not single—no./total no. (%)
Educational level—no./total no. (%)
Occupation—no./total no. (%)
Past infection by dengue virus—no./total no. (%)
Traveled before symptoms—no./total no. (%)
Risk factors for congenital malformations
Contact with toxic substancesa—no./total no. (%)
Smoking—no./total no. (%)
Alcohol consumption—no./total no. (%)
Use of folic acid-based medication—no./total no. (%)
Consanguinity—no./total no. (%)
Genetic disease in the family—no./total no. (%)
Delivery and neonate data
Gestational age of birth—mean (sd)—week
Epidemiological week of birth—mean (sd)—week
Type of delivery—vaginal—no./total no. (%)
Head circumference—mean (sd)—cm
Thoracic circumference—mean (sd)—cm
Gender—females—no./total no. (%)
Symptoms experienced during pregnancy
Any rash—no./total no. (%)
Macular rash—no./total no. (%)
Maculopapular rash—no./total no. (%)
Fever—no./total no. (%)
Conjunctivitis— no./total no. (%)
Arthralgia—no./total no. (%)
Myalgia—no./total no. (%)
Peri-articular edema—no./total no. (%)
Headache—no./total no. (%)
Retro-orbital pain—no./total no. (%)
Fatigue/malaise—no./total no. (%)
Dizziness—no./total no. (%)
Lymphadenopathy—no./total no. (%)
Mouth sores—no./total no. (%)
Breathlessness—no./total no. (%)
Diarrhea—no./total no. (%)
Anorexia—no./total no. (%)
Alterations in taste—no./total no. (%)
Cough—no./total no. (%)
Suspected Zika virus disease—no./total no. (%)
Gestational age of symptoms—no./total no. (%)
Duration of the symptoms—mean (sd)—days
Results demonstrated that mothers who delivered neonates with congenital microcephaly were more likely to have experienced rash (mainly maculopapular), fever, arthralgia, periarticular edema, headache and fatigue/malaise compared with controls. In addition to the lower head circumference, microcephalic neonates also had lower thoracic circumference, lower heights and lower weights compared to non-microcephalic babies (all in Table 1). No differences were observed for other studied variables and exposures.
Estimated risks of microcephaly
Suspected Zika virus disease
Past infection by dengue virus
In conclusion, mothers who experienced an exanthematous illness displaying Zika-like symptoms during pregnancy had 10 times higher odds of delivering a newborn with congenital microcephaly compared to mothers who did not. Six signs and symptoms experienced by the mothers were associated with congenital microcephaly [Rash (mainly maculopapular), fever, arthralgia, periarticular edema, headache and fatigue/malaise]. Taken together, they are similar to the suspected Zika-virus case definition considered for the study. These findings suggest that the risk of congenital microcephaly could be predicted by analyzing these clinical signs and symptoms. Because Zika virus diagnosis is not readily available, as is often the case in poor underdeveloped regions, or can be a significant challenge: (a) the RT-qPCR assay has a limited detection window because the virus is present for 11–17 days in the blood  and negative results may not exclude the infection ; (b) the available immunologic tests are not definitive since false-positives and cross-reaction due past flaviviruses infection or vaccination might occur . Thus, health care providers could estimate the risk of delivering a newborn with microcephaly assessing the clinical signs and symptoms that the pregnant woman experienced during the gestation or evaluating if the pregnant woman meets the suspected Zika virus definition laid out in this study. Moreover, microcephalic overall anthropometries were lower than non-microcephalic suggesting intrauterine growth restriction (as observed in animal models infected with Zika virus ). Homemakers, as an occupation, and past dengue virus history seem to also play a role in the risk of microcephaly. Indeed, today Aedes Aegypti mosquitoes have adapted to deposit their eggs in domestic water and to feed on humans , so being a homemaker could potentially, by nature of the work, increase the exposure to arboviruses, and Zika virus infection could be enhanced by dengue antibodies .
On the other hand, as the present study was designed to locate the association between the suspected Zika virus during pregnancy and the delivery of a newborn with congenital microcephaly, further research with more statistical power is needed to draw definitive conclusions for the other signs, symptoms and exposures described in Table 1 that almost reached statistical significance (e.g. conjunctivitis and retro-orbital pain).
Because Zika, dengue and chikungunya viruses cause diseases with similar clinical symptoms, and they have circulated in northeastern Brazil in 2015, we could not distinguish precisely which one caused the acute exanthematous illness in the study subjects. However, evidence suggests that Zika virus was the likeliest etiology for the exanthematous illness outbreak. A report including 77 samples from patients with acute exanthematous illness collected in Tuparetama, Pernambuco, during the 2015 outbreak revealed that Zika virus was present in 40.2%, dengue virus in 11.7% and chikungunya virus 1.2% and coinfection of Zika and dengue viruses was also reported in 2.6% . Similarly, a second study including 24 samples from Camaçari, Bahia, found that 29.2, 0 and 12.5% tested positive for Zika, dengue and chikungunya viruses, respectively . Additionally, abnormal ultrasound findings compatible with the Zika virus congenital syndrome were found in most of cases. Taken together, these evidences support the assumption that majority of the included cases were exposed to Zika virus.
In conclusion, the objective of the study was reached; the acute exanthematous illness outbreak was associated with the congenital microcephaly outbreak. This knowledge could have helped to limit some of the misquided speculation and could have expedited public health policies more effectively targeting the mosquito vector. A deeper understanding of the specific microcephaly cause would be a next step.
The limitations of the present study were: (a) participants recall bias, (b) absence of laboratory test results for Zika virus and other arboviruses and (c) incomplete test results for other pathogens that could lead to microcephaly. Regarding the participants recall bias, the use of “blind” surveys is considered the most effective device to reduce potential bias. Neither the mothers or the interviewers knew who was a member of the case or control groups . The absence of laboratory testing results for Zika virus made it impossible to confirm the viral infection in the volunteers and its causal relation with microcephaly. The absence of laboratory test results for other arboviruses also made it challenging to correctly define the specific etiological agent of the exanthematous illness experienced by some mothers. Finally, the incomplete test results for other pathogens that could lead to microcephaly such as rubella, toxoplasmosis and cytomegalovirus indicate that these agents cannot be excluded as causes of congenital microcephaly in the studied newborns. Congenital rubella has been eradicated in Brazil  and microcephaly is uncommon in congenital toxoplasmosis . Indeed, all these traditional microcephaly etiological agents could not explain the substantial increase of the condition observed in Brazil’s northeastern region in late 2015.
TSHR collected, analyzed and interpreted the maternal data from medical records and interviews. RBB interviewed the mothers. GPP interviewed the mothers. PGM interpreted the data and contributed to the manuscript writing. GBB designed the study, interpreted the data and contributed to the manuscript writing. All authors read and approved the final manuscript.
The authors are thankful to Luis Eduardo Prado Correia, Márcio Sobral Porto Filho and Dígena Maria Dias da Silva from Nossa Senhora de Lourdes maternity hospital, Aracaju, Sergipe, Brazil and Rafael Henriques Jácomo, Lídia Freire Abdalla Nery, Janete Ana Ribeiro Vaz and Sandra Soares Costa from Sabin Laboratory, Brasília, Federal District, Brazil and Michael Todd Birnbaum from PROFESSOR PRIME Ensino de Línguas, Brasília, Federal District, Brazil.
The authors declare that they have no competing interests.
Availability of data and materials
Consent for publication
Ethics approval and consent to participate
The study protocol was approved by the Centro Universitário de Brasília (UniCEUB) research ethical committee (registry CAAE 51389215.6.0000.0023), verbal consent was obtained from each participant. The study protocol was also registered at ClinicalTrial.gov under the identifier NCT02741882. Registered on April 13th, 2016.
Sabin Laboratory from Brasília, Brazil, funded this study. The funding body had no role in the design of the study and collection, analysis, and interpretation of data and in writing the manuscript.
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